Student Conduct Process
As with any community, the University has established standards of conduct for its members. As members of the University community, students are expected to adhere to all published rules, regulations, and policies. Students are also members of the Lawrence community and are obligated to the laws of the city, county, state, and nation. The Code of Student Rights and Responsibilities outlines the rights of students and many of the standards of conduct (responsibilities) expected within the University of Kansas community.
The community standards set forth in The Code of Student Rights and Responsibilities contribute to the best environment for students to live and learn. The enforcement of community standards allows KU to maintain and strengthen the ethical climate on campus and to promote the academic integrity of the University. Our goal in administering the non-academic misconduct process has education at the forefront.
If you have specific questions about non-academic misconduct at KU, please contact the Office of the Vice Provost for Student Affairs at 785/864-4060.
Other Sites of Interest
What happens at an informal administrative hearing?
A student makes an appointment and comes in to talk to the Hearing Officer. The Hearing Officer will explain KU's handling of conduct matters, possible sanctions, and answer any questions. The student is asked to tell what the student knows about the incident and what his or her perspective is regarding what occurred. The hearing officer will determine the sanctions and share those with the student during their conversation. Most students are apprehensive about coming into talk to a University official about their misconduct; yet, the conversation is meant to be educational, and the student is treated as a responsible adult who used poor judgment.
What happens at a formal panel hearing?
A panel hearing is conducted with more formal procedures and is recorded. An audio recording will be made of the proceeding, and each party is entitled to receive a copy. At the hearing, the Hearing Panel Chairperson will:
- Introduce the hearing panel members, the complainant, the student/organization charged, and their representatives, if any.
- Explain the hearing procedures.
- Review the charges of the Code violation which led to the hearing.
- State that the charging party (Complainant) has the responsibility to persuade the panel by a preponderance of the information that a violation of the Code occurred.
- State that the party charged (Respondent student/organization) has the privilege of remaining silent and of refusing to provide evidence.
- Permit the Complainant to state the complaint and explain the incident/event.
- Permit the Respondent student/organization to reply and explain the incident/event.
- Permit Hearing Panel members to ask questions of either party or of witnesses.
- Permit each party to ask questions of one another and any witnesses appearing.
- State that the Hearing Panel will make a written report of its findings and recommendations to the Office of the Vice Provost for Student Affairs
Student Conduct and Community Standards takes an educational approach to all conduct cases, not a punitive one. When students are found responsible for the allegations, it is our opportunity to educate the student/student organization on the effects of his/her/their behavior and to affect a change in the student’s behavior for the future. The basics of our philosophy follow:
We protect the educational environment
We are concerned for the quality of the educational environment. We must ensure that the best possible conditions for learning are maintained. It is, therefore, our job to set reasonable limits on student behavior and enforce them consistently.
Conduct should be a learning experience for the student respondent, as it is important for the student(s)/student organization to learn that behavior has consequences, so that they may consider these consequences before taking an action. It is hoped that the conduct process will allow the student(s)/student organizations to become more responsible for their actions in the future, thus developing mature judgment and socially acceptable behavioral limitations.
We ensure that the sanction is appropriate
The sanction should always fit the seriousness of the violation. If a student/student organization commits a major violation that puts their own welfare at risk, they should not receive merely a warning except in very unusual circumstances. It also goes to say that, if a minor violation is committed, a sanction such as suspension would be unnecessary. If we do not respond to varying violations appropriately, the quality of conduct across the entire campus will undoubtedly suffer.
We treat students as individuals
Each student is considered as an individual. There must, then, be a range of sanctions appropriate for a given violation. Whether the sanction given for a violation is relatively high or relatively low in this range depends on a variety of factors, including the degree to which the student takes responsibility, a student’s prior history, a student’s intent, and a student’s cooperation.
We keep in mind the “big picture”
Keep in mind that, in judging the seriousness of a violation and arriving at an appropriate sanction, the University will not always be dealing with questions of morality. The University must ask itself this practical question to guide them in their decision: If we allow this behavior to occur, and it becomes commonplace, what will be the result? In light of this question, some actions not usually considered immoral are ones which could cause serious problems in the community, and which, therefore, should be viewed seriously.
With these principles in mind, the University tries to be as consistent as possible in making decisions.
Possible Sanctions can be found in Article 19. Section E of the Code of Student Rights and Responsibilities
An appeal is defined as a review of the original case. This may involve a review of the decision as recorded on paper, or other procedures as described below. During an appeal, the burden is placed on the appealing student or student organization representative to demonstrate why the finding or sanction should be changed.
Appeals may be based only on the following grounds (as determined by University Senate Rules and Regulations 6.7.3):
- Failure to Follow Procedures. The decision of a hearing body may be set aside if the hearing body failed to follow required procedures. However, if the failure to follow procedures was harmless, that is, did not prejudice the appellant, the hearing body decision should be affirmed notwithstanding the procedural error. The burden shall be on the appellant to identify the prejudicial effects of any alleged procedural error
- Inconsistency with Applicable Provisions. The decision of a hearing body shall be set aside if applicable provisions of the University Senate Code, University Senate Rules and Regulations, Handbook for Faculty and Other Unclassified Staff, Board of Regents policies or procedures, or state of federal law require a contrary result.
- Factual Determinations Not Supported by the Record. The decision of a hearing body may be set aside if it is not supported by substantial evidence in the record compiled at the hearing. For purposes of this provision, a decision is supported by substantial evidence if a reasonable person could find that the decision was justified on the basis of the evidence submitted at the hearing, with due regard for any contrary evidence in the record. The appeals panel should bear in mind the superior opportunity of the hearing panel to judge the credibility of witnesses.
- Arbitrary and Capricious Decisions. In exceptional cases, the decision of a hearing body may be set aside if it is arbitrary, capricious or an abuse of discretion. A decision is arbitrary and capricious or an abuse of discretion if it is based on improper considerations, entirely fails to consider an important aspect of the problem, or lacks a plausible explanation of the connection between facts found and the recommendations made.
Appeal requests may be denied in cases not having sufficient grounds in one or more of these areas. All appeals must be submitted to University Governance Office located in Strong Hall, Room 33.
The written request for an appeal, stating the specific grounds upon which the appeal is based, must be received by University Governance the end of the thirtieth (30th) calendar day following the rendering of charges against the students/student organization. Appeals submitted after the thirtieth calendar day will not be accepted.
The Chair of the University Judicial Board, through University Governance, shall appoint an appeal panel which shall hear all appeals from formal hearings and from decisions pursuant to the administration of the Code of Student Rights and Responsibilities. The appeal panel will review the entire hearing file and record of the hearing (if requested). The appeal panel may request a personal appearance of the student or organizational representative to discuss the incident in question. After reviewing the record, and depending upon the demonstrated grounds for appeal, the appeal panel may take any of the following actions:
- Affirm the charge;
- Impose greater or lesser sanctions; or
- Order a new conduct hearing.
The action of the panel considering an appeal will be communicated to the student or organizational representative in writing. This is the final step in the appeal process.